SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Under the Securities Exchange Act of 1934
(Amendment No. )*
(Name of Issuer)
Class A Common Stock, $0.001 par value
(Title of Class of Securities)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Names of reporting persons
Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☐
SEC use only
Citizenship or place of organization
Sole voting power
Shared voting power
Sole dispositive power
Shared dispositive power
Aggregate amount beneficially owned by each reporting person
Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
Percent of class represented by amount in Row (9)
Type of reporting person (see instructions)
Consists of: (a) 1,275,000 shares of Class A common stock held of record by GravityRock A.S. and (b) 8,553,833 shares of convertible Class B common stock held of record by GravityRock A.S. All investment and voting decisions over the shares held by GravityRock A.S. are made by a majority vote of the five directors, including the chairperson. No single person controls investment or voting decisions with respect to the shares held by GravityRock A.S.
Percentage ownership is calculated based on 37,446,056 shares of Class A common stock of the Issuer, which includes 28,892,223 shares of Class A common stock outstanding as of December 31, 2021 plus 8,553,833 shares of convertible Class B common stock held of record by GravityRock A.S.
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|Item 1(a)|| |
Name of Issuer:
ForgeRock, Inc., (the Issuer).
|Item 1(b)|| |
Address of Issuers Principal Executive Offices:
201 Mission Street, Suite 2900
San Francisco, CA 94105
|Item 2(a)|| |
Name of Person Filing:
|Item 2(b)|| |
Address of Principal Business Office or, if none, Residence:
P.O. BOX 287
|Item 2(c)|| |
|Item 2(d)|| |
Title of Class of Securities:
Class A common stock, $0.001 par value, (the Class A Shares).
Class B common stock, $0.001 par value, (the Class B Shares, collectively with the Class A Shares, the Shares). Each share of Class B common stock is entitled to 10 votes and is convertible into one share of Class A common stock.
|Item 2(e)|| |
|Item 3.|| |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|Item 4.|| |
Amount beneficially owned:
See Row 9 of cover page.
Percent of class:
See Row 11 of cover page.
Number of shares as to which the person has:
Sole power to vote or to direct the vote:
See Row 5 of cover page for the Reporting Person.
Shared power to vote or to direct the vote:
See Row 6 of cover page for the Reporting Person.
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Sole power to dispose or to direct the disposition of:
See Row 7 of cover page for the Reporting Person.
Shared power to dispose or to direct the disposition of:
See Row 8 of cover page for the Reporting Person.
|Item 5.|| |
Ownership of 5 Percent or Less of a Class.
|Item 6.|| |
Ownership of More than 5 Percent on Behalf of Another Person.
|Item 7.|| |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
|Item 8.|| |
Identification and Classification of Members of the Group.
|Item 9.|| |
Notice of Dissolution of Group.
|Item 10.|| |
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2022
/s/ Hermann Svoren, as Chairperson of GravityRock A.S.
/s/ Jonathan Scudder, as Director of GravityRock A.S.
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