; Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  Riverwood Capital Partners III (Parallel - A) L.P.
2. Date of Event Requiring Statement (Month/Day/Year)
09/15/2021
3. Issuer Name and Ticker or Trading Symbol
ForgeRock, Inc. [FORG]
(Last)
(First)
(Middle)
70 WILLOW ROAD, SUITE 100, 
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
5. If Amendment, Date Original Filed(Month/Day/Year)
09/15/2021
(Street)

MENLO PARK, CA 94025
6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series E Preferred Stock (1)   (2)   (2) Common Stock (1) (2) 3,334,873 $ (2) I See Footnote (3) (4)
Series E Preferred Stock (1)   (2)   (2) Common Stock (1) (2) 693,374 $ (2) I See Footnote (4) (5)
Series E Preferred Stock (1)   (2)   (2) Common Stock (1) (2) 1,155,624 $ (2) I See Footnote (4) (6)
Series E-1 Preferred Stock (1)   (2)   (2) Common Stock (1) (2) 1,245,326 $ (2) I See Footnote (3) (4)
Series E-1 Preferred Stock (1)   (2)   (2) Common Stock (1) (2) 258,924 $ (2) I See Footnote (4) (5)
Series E-1 Preferred Stock (1)   (2)   (2) Common Stock (1) (2) 431,539 $ (2) I See Footnote (4) (6)

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Riverwood Capital Partners III (Parallel - A) L.P.
70 WILLOW ROAD, SUITE 100
MENLO PARK, CA 94025
  X   X    
Riverwood Capital III L.P.
70 WILLOW ROAD
SUITE 100
MENLO PARK, CA 94025-3652
  X   X    
Riverwood Capital GP III Ltd.
70 WILLOW ROAD
SUITE 100
MENLO PARK, CA 94025-3652
  X   X    
RCP III AIV L.P.
70 WILLOW ROAD
SUITE 100
MENLO PARK, CA 94025-3652
  X   X    
Riverwood Capital Partners III (Parallel - B) L.P.
70 WILLOW ROAD
SUITE 100
MENLO PARK, CA 94025-3652
  X   X    
Parks Jeffrey T
70 WILLOW ROAD
SUITE 100
MENLO PARK, CA 94025-3652
  X   X    

Signatures

/s/ Jeffrey T. Parks, Director of Riverwood Capital GP III Ltd., general partner of Riverwood Capital III L.P. 09/21/2021
**Signature of Reporting Person Date

/s/ Jeffrey T. Parks, Director of Riverwood Capital GP III Ltd., general partner of Riverwood Capital III L.P., general partner of Riverwood Capital Partners III (Parallel-A) L.P. 09/21/2021
**Signature of Reporting Person Date

/s/ Jeffrey T. Parks, Director of Riverwood Capital GP III Ltd., general partner of Riverwood Capital III L.P., general partner of Riverwood Capital Partners III (Parallel-B) L.P. 09/21/2021
**Signature of Reporting Person Date

/s/ Jeffrey T. Parks, Director of Riverwood Capital GP III Ltd., general partner of RCP III AIV L.P. 09/21/2021
**Signature of Reporting Person Date

/s/ Jeffrey T. Parks, Director of Riverwood Capital GP III Ltd. 09/21/2021
**Signature of Reporting Person Date

/s/ Jeffrey T. Parks 09/21/2021
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) All shares of Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock") and Series E-1 Preferred Stock, par value $0.001 per share ("Series E-1 Preferred Stock"), of ForgeRock, Inc. (the "Issuer") will automatically be converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock will be reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock").
(2) Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer. Each of the Series E Preferred Stock and Series E-1 Preferred Stock has no expiration date.
(3) Shares are held by RCP III AIV L.P. Riverwood Capital III L.P. is the general partner of RCP III AIV L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by RCP III AIV L.P.
(4) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
(5) Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P.
(6) Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P. RCP III AIV L.P., Riverwood Capital Partners III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. are referred to collectively herein as the "Riverwood Entities").
 
Remarks:
Jeffrey T. Parks is a member of the board of director of the Issuer and a member of the investment committee and a shareholder of Riverwood Capital GP III Ltd. He disclaims beneficial ownership with respect to the shares beneficially owned by the Riverwood Entities except to the extent of his pecuniary interest therein.

This amendment is being filed solely to include Riverwood Capital III L.P., RCP III AIV L.P. and Riverwood Capital GP III Ltd. as reporting persons.  No other changes to the substance of this form have been made.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.

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